Back to content

For Businesses & Individuals

We offer a variety of individual choices to individuals and businesses.

  • Stocks
  • Bonds
  • Mutual Funds
  • Tax-Advantaged Investments
  • 401(k)s
  • IRAs
  • Fixed Annuities
  • Variable Annuities
  • Insurance Products
  • CDs

Let us assist your business in setting up a Keogh Plan, Profit Sharing Plan or SEP (Simplified Employer Pension) Plan.

Neil F. Loethen

Investment Representative*

To learn more about the professional history of Neil F. Loethen, please visit FINRA’S BrokerCheck at

This communication is strictly intended for individuals residing in the state of Missouri. No offers may be made or accepted from any resident outside the specific state referenced.

Securities offered through SagePoint Financial, Inc., member FINRA/SIPC. Legends Investments is not registered as a broker-dealer or investment advisor. Loan services are offered through Legends Bank. Legends Investments, Legends Financial Services and Legends Bank are not affiliated with SagePoint Financial, Inc. Securities are not FDIC insured, not guaranteed by Legends Bank and may lose value.


A Broker/dealer, Investment adviser, BD agent or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation will not be made without first complying with appropriate registration requirements, or advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Back to top